DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL’s Fiduciary Rule Fuels Tech Trends at Conferences
By Timothy WelshKey themes at the many industry events this fall included new document management systems to comply with the DOLs new best interest rule.
October 11, 2016
What happens to incentive trips under the DOL fiduciary rule?Whether or not incentive trips will continue under the DOL fiduciary rule likely comes down to a companys risk appetite.
October 07, 2016
Software pundit: Plan for a total IT overhaul after DOL ruleVUE Software Vice President John Sarich expects that advisor compensation will transition to the billable hourly model used by law firms.
October 07, 2016
Software pundit: Plan for a total IT overhaul after DOL ruleVUE Software Vice President John Sarich expects that advisor compensation will transition to the billable hourly model used by law firms.
October 05, 2016
The DOL: In your face once more with an overtime pay ruleThe insurance and financial services industries may be headed for "a perfect storm."
October 05, 2016
The DOL: In your face once more with an overtime pay ruleThe insurance and financial services industries may be headed for "a perfect storm."
October 04, 2016
Fiduciary Compliance Requires More Than a Tech ‘Band-Aid’: Orion’s ClarkeOrion Advisor Services CEO says advisors should determine how the DOL rule impacts their business before buying technology widgets that promise compliance.
October 02, 2016
5 Big Changes Advisors Should Make by Fiduciary Rule Deadline: AssetMarkAs the April 10 deadline approaches, advisors should be taking these key actions to update their practices.