DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
To the rescue: Ex-coast guard pilot pitches DOL rule revamp
By Warren S. HerschAccording to Don Trone, the man sometimes referred to as the "Father of Fiduciary," the DOL's rule is inherently flawed. Here's why...
September 22, 2016
DOL Fiduciary Rule’s Cost for 9 Investment Advice Players: From IBDs to RIAsA.T. Kearney study sees big asset shifts across formats with IBDs getting walloped.
September 21, 2016
IRI study to examine reasonable compensation under DOL ruleThe survey will seek to determine compensation trends in the market to help advisors adhere to reasonable compensation requirements.
September 21, 2016
IRI study to examine reasonable compensation under DOL ruleThe survey will seek to determine compensation trends in the market to help advisors adhere to reasonable compensation requirements.
September 20, 2016
DOL Fiduciary Rule Causes Pullback on Sale of Annuities, Funds by InsurersState Farm Insurance says it will not accept liability on the future sale of annuities or mutual funds.
September 20, 2016
fi360 Launches DOL Fiduciary Training ProgramFiduciary Essentials for Advisors is divided into five modules covering DOL fiduciary rules and fi360s fiduciary best practices.
September 20, 2016
Self-Directed IRAs: Avoiding DOL Fiduciary Rule LiabilityThe DOL fiduciary rule could increase the use of self-directed IRAs, but the role of the advisor does not end once a client chooses one.
September 16, 2016
‘Rolling’ DOL Fiduciary Guidance Begins in Fall: DOL’s HauserOur main goal in the near-term is to help people get to compliance, Hauser said, as the April deadline nears.