DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Got DOL rule compliance questions? IRI training program has answers
By Kristen BeckmanThe Insured Retirement Insitute and RegEd are developing training modules to help advisors comply with the Labor Department's fiduciary rule.
September 26, 2016
Broker-dealers on DOL fiduciary rule: Expect advisors to walkThree in four broker-dealers surveyed by LIMRA believe the DOL fiduciary rule will exacerbate the risk of litigation.
September 26, 2016
To the rescue: Ex-coast guard pilot pitches DOL rule revampAccording to Don Trone, the man sometimes referred to as the "Father of Fiduciary," the DOL's rule is inherently flawed. Here's why...
September 26, 2016
To the rescue: Ex-coast guard pilot pitches DOL rule revampAccording to Don Trone, the man sometimes referred to as the "Father of Fiduciary," the DOL's rule is inherently flawed. Here's why...
September 23, 2016
‘Hit Pause’ on DOL Fiduciary Rule, Insurer’s Lawyers Urge Federal JudgeLawyers representing insurer Market Synergy told a Kansas judge that DOL failed to prove that state-based regulation of fixed-indexed annuities is broken.
September 22, 2016
DOL Fiduciary Rule’s Cost for 9 Investment Advice Players: From IBDs to RIAsA.T. Kearney study sees big asset shifts across formats with IBDs getting walloped.
September 21, 2016
IRI study to examine reasonable compensation under DOL ruleThe survey will seek to determine compensation trends in the market to help advisors adhere to reasonable compensation requirements.
September 21, 2016
IRI study to examine reasonable compensation under DOL ruleThe survey will seek to determine compensation trends in the market to help advisors adhere to reasonable compensation requirements.