DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Fiduciary Rule Causes Pullback on Sale of Annuities, Funds by Insurers
By Arthur D. PostalState Farm Insurance says it will not accept liability on the future sale of annuities or mutual funds.
September 16, 2016
‘Rolling’ DOL Fiduciary Guidance Begins in Fall: DOL’s HauserOur main goal in the near-term is to help people get to compliance, Hauser said, as the April deadline nears.
September 16, 2016
Not ready to become a DOL-compliant FI? Go partner with oneLegacy Marketing Group plans to share with IMO partners a DOL rule-friendly sales and compliance process.
September 16, 2016
Not ready to become a DOL-compliant FI? Go partner with oneLegacy Marketing Group plans to share with IMO partners a DOL rule-friendly sales and compliance process.
September 15, 2016
More advisors interested in regulatory trainingForty percent of advisors are eager for regulatory training in the face of the DOL fiduciary rule implementation.
September 15, 2016
Compliance Support for DOL Fiduciary Rule Next Big Advisor Need: CogentAdvisor education may be important for firms as much for assuaging fears and easing confusion as for compliance, new research from Cogent says.
September 15, 2016
Compliance support for advisors will be key with DOL fiduciary ruleAdvisor education may be the next need to assuage fears and ease compliance confusion.
September 15, 2016
Compliance support for advisors will be key with DOL fiduciary ruleAdvisor education may be the next need to assuage fears and ease compliance confusion.