DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Not ready to become a DOL-compliant FI? Go partner with one
By Warren S. HerschLegacy Marketing Group plans to share with IMO partners a DOL rule-friendly sales and compliance process.
September 15, 2016
Compliance Support for DOL Fiduciary Rule Next Big Advisor Need: CogentAdvisor education may be important for firms as much for assuaging fears and easing confusion as for compliance, new research from Cogent says.
September 15, 2016
Compliance support for advisors will be key with DOL fiduciary ruleAdvisor education may be the next need to assuage fears and ease compliance confusion.
September 15, 2016
Compliance support for advisors will be key with DOL fiduciary ruleAdvisor education may be the next need to assuage fears and ease compliance confusion.
September 13, 2016
Bill to Replace Dodd-Frank Passes House PanelDemocrats charge that Rep. Jeb Hensarlings Financial CHOICE Act would hurt investors by dismantling the CFPB.
September 12, 2016
ETFs Will Be in DOL’s CrosshairsThe proliferation and variety of ETFs mean that theres potential for bad apples worth investigating, Morningstars Michael Wong said.
September 12, 2016
Milevsky: Big flaw in DOL fiduciary rule; annuities take early hitMoshe Milevsky, an annuity expert, anticipates a negative short-term impact before homeostasis returns to the annuity space.
September 12, 2016
Milevsky: Big flaw in DOL fiduciary rule; annuities take early hitMoshe Milevsky, an annuity expert, anticipates a negative short-term impact before homeostasis returns to the annuity space.