DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Compliance support for advisors will be key with DOL fiduciary rule
By Nick ThorntonAdvisor education may be the next need to assuage fears and ease compliance confusion.
September 12, 2016
ETFs Will Be in DOL’s CrosshairsThe proliferation and variety of ETFs mean that theres potential for bad apples worth investigating, Morningstars Michael Wong said.
September 12, 2016
Milevsky: Big flaw in DOL fiduciary rule; annuities take early hitMoshe Milevsky, an annuity expert, anticipates a negative short-term impact before homeostasis returns to the annuity space.
September 12, 2016
Milevsky: Big flaw in DOL fiduciary rule; annuities take early hitMoshe Milevsky, an annuity expert, anticipates a negative short-term impact before homeostasis returns to the annuity space.
September 09, 2016
Nearly half of IRA rollover assets “at-risk” under DOL ruleThe elimination of cash incentives to do 401(k)-to-IRA rollovers would impact plan participants who rely on 401(k) providers for advice, Cerulli warns.
September 09, 2016
Nearly half of IRA rollover assets “at-risk” under DOL ruleThe elimination of cash incentives to do 401(k)-to-IRA rollovers would impact plan participants who rely on 401(k) providers for advice, Cerulli warns.
September 08, 2016
Milevsky on DOL Fiduciary Rule: Big Flaws; Annuities Will SufferThe fiduciary standard rules overriding emphasis on fees is deeply flawed, says the academic. His short-term prognosis for the annuity industry? Poor.
September 08, 2016
Fee-only RIAs still need to monitor fiduciary rule exposuresFee-only registered investment advisors (RIAs) have the path of least resistance under the DOL's new fiduciary rule. But unanswered questions remain.