DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Bill to Replace Dodd-Frank Passes House Panel
By Melanie WaddellDemocrats charge that Rep. Jeb Hensarlings Financial CHOICE Act would hurt investors by dismantling the CFPB.
September 12, 2016
Milevsky: Big flaw in DOL fiduciary rule; annuities take early hitMoshe Milevsky, an annuity expert, anticipates a negative short-term impact before homeostasis returns to the annuity space.
September 09, 2016
Nearly half of IRA rollover assets “at-risk” under DOL ruleThe elimination of cash incentives to do 401(k)-to-IRA rollovers would impact plan participants who rely on 401(k) providers for advice, Cerulli warns.
September 09, 2016
Nearly half of IRA rollover assets “at-risk” under DOL ruleThe elimination of cash incentives to do 401(k)-to-IRA rollovers would impact plan participants who rely on 401(k) providers for advice, Cerulli warns.
September 08, 2016
Milevsky on DOL Fiduciary Rule: Big Flaws; Annuities Will SufferThe fiduciary standard rules overriding emphasis on fees is deeply flawed, says the academic. His short-term prognosis for the annuity industry? Poor.
September 08, 2016
Fee-only RIAs still need to monitor fiduciary rule exposuresFee-only registered investment advisors (RIAs) have the path of least resistance under the DOL's new fiduciary rule. But unanswered questions remain.
September 08, 2016
Fee-only RIAs still need to monitor fiduciary rule exposuresFee-only registered investment advisors (RIAs) have the path of least resistance under the DOL's new fiduciary rule. But unanswered questions remain.
September 07, 2016
Survey: Advisors Fear Consequences of DOL Fiduciary RuleAdvisors personal liability concerns are skyrocketing due to the increased volume and scope of internal and external regulations, a Cogent report finds.