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Regulation and Compliance > Federal Regulation > DOL

A Conversation on Compensation Plans

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Jamie Hopkins, Esq. MBA, RICP, joins Independent financial consultant Steven Parrish, JD, ChFC, CLU, for a conversation on compensation plans and why this topic might be beneficial explore further with the April 2017 implementation of the DOL fiduciary rule on the horizon.

Are you ready to do business under the DOL fiduciary regulations? Learn 5 Things You Didn’t Know About The DOL Conflict of Interest Rule, But Should.


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