DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
BD, Insurer Groups Blast Fiduciary Plan at DOL Hearing
By Melanie WaddellLabor's rule "is overly broad, unnecessary, and inconsistent with existing federal regulations," says a SIFMA lawyer.
December 04, 2023
A Closer Look at the DOL's Proposed Rollover RuleThe updates would maintain a commitment to ensuring that fiduciary advice is provided in retirement investors' best interest.
November 27, 2023
New DOL Fiduciary Rule Could Rein In Use of Advisor-Like TitlesTitles like "financial planner" and "wealth manager" may convey a relationship of trust, the department says.
November 21, 2023
Advisor: DOL Rollover Fee Disclosure Plan Would Hurt AnnuitiesThe higher cost of annuities versus other options could deter investors, says the president of LCM Capital.
November 20, 2023
Debate: Will the New DOL Fiduciary Rule Hurt Retirement Investors?Two professors disagree on the extent to which advisors would limit their counsel should these protections be enacted.
November 16, 2023
DOL Fiduciary Rule May Require All Rollover Options' Fee InfoIndependent insurance agents might need outside help to find all the needed numbers, NAFA webinar speakers said.
November 16, 2023
Labor's Retirement Unit Needs More Funds to Implement Secure Acts: GAOEBSA has been forced to cut staff even as its responsibilities grow, Rep. Bobby Scott says.
November 15, 2023
DOL Denies Request to Extend Fiduciary Rule Comment PeriodLabor "does not intend to extend the comment period or delay the hearing," Lisa Gomez told SIFMA.