DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
New DOL Fiduciary Rule Could Rein In Use of Advisor-Like Titles
By Melanie WaddellTitles like "financial planner" and "wealth manager" may convey a relationship of trust, the department says.
November 16, 2023
DOL Fiduciary Rule May Require All Rollover Options' Fee InfoIndependent insurance agents might need outside help to find all the needed numbers, NAFA webinar speakers said.
November 16, 2023
Labor's Retirement Unit Needs More Funds to Implement Secure Acts: GAOEBSA has been forced to cut staff even as its responsibilities grow, Rep. Bobby Scott says.
November 15, 2023
DOL Denies Request to Extend Fiduciary Rule Comment PeriodLabor "does not intend to extend the comment period or delay the hearing," Lisa Gomez told SIFMA.
November 15, 2023
House Passes Amendments Killing DOL Fiduciary RuleThe amendments are attached to a spending bill that's up for debate Wednesday.
November 14, 2023
House to Vote on Bill Killing DOL's New Fiduciary RuleA spending bill up for a vote Tuesday would block funds for advancing the rule and related exemptions.
November 10, 2023
The 2 Biggest Fights Brewing Over DOL's New Fiduciary RuleThe rollover changes are controversial, but the "single-biggest fight" will come from insurance agents, a lawyer predicts.
November 08, 2023
Proposed DOL Standard Would Greatly Expand Fiduciary ReachThe new rule would make major changes to the five-part test for fiduciary status.