DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Draft Labor Regulations Allow Annuity Commissions
By Allison BellFiduciary disclosure rules would change, and sales-based awards for independent producers would be out.
October 31, 2023
New DOL Fiduciary Rule Closes Loopholes, Biden Officials ExplainThe rule applies a fiduciary standard to retirement advice on rollovers and fixed indexed annuities.
October 30, 2023
New DOL Fiduciary Rule to Be Released Tuesday: ReportThe rule will be released for public comment at White House event with President Biden attending.
October 24, 2023
DOL's Gomez Explains New Fiduciary RuleWhile it's now called the Retirement Security rule, its intent hasn't changed, the Labor official tells ThinkAdvisor.
October 12, 2023
DOL's Su Tells House Lawmakers New Fiduciary Rule Remains a PriorityThe rule will address the unlevel playing field for different kinds of companies giving investment advice, Su said.
October 04, 2023
Final DOL Independent Contractor Rule Lands at OMBThe Financial Services Institute has maintained that DOL's new rule should be withdrawn.
September 09, 2023
New DOL Fiduciary Rule Lands at OMBThe new rule would take into account the practices of investment advisors, the Department of Labor said.
September 07, 2023
Looming DOL Rules Could Have 'Long-Term Ramifications,' Lawyer WarnsA DOL fiduciary rulemaking is not the only development advisors should watch, Brad Campbell says.