DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Ed Slott: 8 Top Retirement, Tax Priorities for Advisors in 2024
By Melanie WaddellThe IRA expert highlights what to focus on when it comes to existing and looming retirement-related rules.
December 12, 2023
BD, Insurer Groups Blast Fiduciary Plan at DOL HearingLabor's rule "is overly broad, unnecessary, and inconsistent with existing federal regulations," says a SIFMA lawyer.
December 12, 2023
DOL's Gomez Lays Out Fiduciary Rule's Chief GoalsDOL's two-day public hearing on its new fiduciary plan kicked off Tuesday, with more than 40 groups set to testify.
December 11, 2023
DOL Fiduciary Rule Hearing Starts TuesdayMore than 40 groups have requested to testify during the two-day online hearing.
December 04, 2023
A Closer Look at the DOL's Proposed Rollover RuleThe updates would maintain a commitment to ensuring that fiduciary advice is provided in retirement investors' best interest.
November 27, 2023
New DOL Fiduciary Rule Could Rein In Use of Advisor-Like TitlesTitles like "financial planner" and "wealth manager" may convey a relationship of trust, the department says.
November 21, 2023
Advisor: DOL Rollover Fee Disclosure Plan Would Hurt AnnuitiesThe higher cost of annuities versus other options could deter investors, says the president of LCM Capital.
November 20, 2023
Debate: Will the New DOL Fiduciary Rule Hurt Retirement Investors?Two professors disagree on the extent to which advisors would limit their counsel should these protections be enacted.