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DOL Regulation and Compliance

Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.

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Annuity Issuers Need Regulatory Clarity: Scott Golde
DOL: Over $1.4B for Benefits Plan Participants Recovered in Fiscal 2022
7 Secure Act 2.0 Provisions That Are Popular With Advisors
401(k) Plans Are Coming for Your Rollovers
Retirement Is a DOL Priority: Labor Secretary

Podcasts

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10 Top Annuity Bills of 2022, So Far
Should the DOL Limit Annuity Sales Commissions?
Industry Groups Press Lawmakers to Pass Secure Act 2.0
DOL Extends Indie Contractor Rule Comment Period
FSI Asks DOL to Extend Indie Contractor Rule Comment Period