DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Can't Put Fiduciary Duty on IRAs, Ex-Labor Official Testifies
By Melanie WaddellLabor has no authority to regulate IRA transactions like rollovers, ERISA lawyer Brad Campbell says; Phyllis Borzi disagrees.
January 09, 2024
Biden Renews Push to Make Julie Su Labor SecretaryShe has helped shape fiduciary standards and independent contractor efforts.
January 09, 2024
DOL Releases Final Independent Contractor RuleThe Financial Services Institute has long worried that the rule could threaten advisors' independent contractor status.
January 05, 2024
DOL Reviewing 19,000 Fiduciary Rule CommentsNow that the public has weighed in — voluminously — here's what happens next.
January 05, 2024
What Firms Must Disclose Before a Rollover Under New DOL RuleInvestors must have access to information about costs, conflicts of interest and alternatives to rolling over their assets.
January 05, 2024
House Panel to Examine DOL Fiduciary RuleA Capital Markets Subcommittee hearing Jan. 10 will examine the rule's implications for retirement savings.
January 04, 2024
Tax and Wealth Management Meet in a Growing Sweet SpotCFP and enrolled agent Dave Alison leans in to a "holistic" foundation to serve clients and advisors alike.
January 03, 2024
Bernie Sanders Applauds DOL Fiduciary RuleThe plan "levels the playing field" by applying "a uniform advice standard to retirement investments," the senator said.