Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Fee Ignorance Is Widespread Among Investors: FINRA
By Michael S. FischerTwenty-one percent of survey respondents thought they paid no investment fees at all.
December 29, 2022
RIAs Open to New Billing Methods, Study ShowsAdvisors are increasingly exploring alternatives to quarterly billing, an Advyzon study shows.
December 12, 2022
6 Wirehouse Comp Trends to Watch in 2023Industry experts predict grid changes and a continued focus on team compensation for next year.
December 02, 2022
4 Trends Shaping Up in 401(k)sRetirement industry executives see a fast-growing need for trusted, fiduciary advice about retirement income.
November 16, 2022
DPL Set to Distribute Corebridge Financial AnnuitiesCorebridge brings two commission-free annuity products to the DPL platform, both geared to fee-only financial advisors.
November 08, 2022
4 Ways to Make a Move — With Fewer HeadachesWhile switching firms is a major undertaking, the fear of what this process entails should not hold you back.
November 02, 2022
What Separates the Best RIAs From the Rest: SchwabAverage RIA assets doubled in the past five years, but that growth isn't spread equally, Schwab's research shows.
November 02, 2022
BD Deals: When Do Advisors Win, Lose?The size of the firm being sold and of the acquiring firm can make a big difference in advisor retention.