Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
5 Steps to Boosting Your Independence — Today
By Simon HoyleThis is the best time in decades for advisors to upgrade and strategically position their practices, says one recruiter.
October 03, 2022
Cost-Conscious Investors Open to Using a Robo-AdvisorAmong Americans without a financial advisor, 80% would consider getting a robo-advisor if they knew it would be less costly.
September 29, 2022
10 Best & Worst HSAs for Investing: 2022Morningstar ranked 10 major providers on factors like fees and the quality and variety of investments.
September 27, 2022
15 Services a Good Advisor Brings to the TableYour prospects might be reluctant to pay your fees. Do they know all you can do for them?
September 19, 2022
SEC Warns Investors on Performance ClaimsThe commission tells investors to make sure they understand how performance claims are calculated and presented.
September 13, 2022
Penny Phillips, Dave Welling, Jason Wenk: How to Serve More Clients, BetterThe three CEOs highlight how advisors can embrace change and build trust.
September 12, 2022
5 Common-Sense Ways to Explain Fees to ClientsGood advisors provide great value to clients, but advice comes at a cost. How do you explain it?
September 09, 2022
SEC 12b-1 Fee, Custody Rules Likely Out by Year-EndBoth rules "are currently in the works," says compliance consultant Amy Lynch.