Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Treasury Provides Guidance on Deferred Compensation
By Staff WriterOn Dec. 20, 2004, the Treasury Department released Notice 2005-1, the first part of what is expected to be a series of guidance notices with respect to the application of new IRC ?409A concerning nonqualified deferred compensation (NQDC) plans. As readers are aware, as a result of the Jobs Act...
December 13, 2004
DMEC, IEA Develop Disability DesignationNU Online News Service, Dec. 13, 2004, 3:45 p.m. ESTCalifornia groups have developed a new, Web-based professional certification program for benefits managers.[@@]The Disability Management ...
December 01, 2004
Mark AxelowitzMorgan Stanley 1345 Avenue of the Americas New York, New York 10015 212-649-8551 [email protected] Year practice began: 1987, as trainee at SmithBarney. Also practiced at PaineWebber, Lehman Brothers, and Merrill...
December 01, 2004
Breaking the BarrierDo you feel as if you're working harder for about the same, or even less, compensation than you used to? If you feel that way,...
November 15, 2004
NAIC To Propose Broker Disclosure ModelState regulators are talking about requiring all brokers and agents to disclose all carrier payments to the insureds.[@@]The National Association of Insurance Commissioners, Kansas ...
November 10, 2004
2005 Shaping Up To Be An Interesting YearByNew YorkLife insurers are looking more like asset managers and asset managers are facing structural changes going forward, according to Ernst & Young executives who ...
November 10, 2004
2005 Shaping Up To Be An Interesting YearByNew YorkLife insurers are looking more like asset managers and asset managers are facing structural changes going forward, according to Ernst & Young executives who ...
November 09, 2004
E&Y Review: Europeans Might Make U.S. DealsLife insurers are looking more like asset managers, and asset managers are facing structural changes.[@@]Executives from Ernst & Young L.L.P., New York, gave that ...