Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
When Account Balances Fall Below The Minimum
By Staff WriterMay 10, 2004 -- When your checking account falls below its minimum balance, your bank may impose a fee to prod you to bring it...
May 04, 2004
Demand for Alternative Strategies Notes Called 'Extraordinary'TORONTO (HedgeWorld.com)--Abria Financial Group, the Canadian investment management concern headed by Henry Kneis, announced that due to extraordinary demand, it and issuer BNP Paribas (Canada)...
May 01, 2004
John SmarttJohn M. Smartt, Jr., CPA 2001 Partridge Run Lane Knoxville, Tennessee 37919 Phone and fax: 865-588-4159 [email protected] Year practice began: 1993 Number of advisors in office: 1 Number of clients: 47...
May 01, 2004
Rollin' AlongPlanners who are contemplating a switch from commissions to fees tend to sound like people about to start a strict new diet: This will probably...
April 08, 2004
AALU Has Concerns Over Senate BillsByWashingtonA new deferred compensation proposal would maintain the current industry-supported moratorium on Treasury Department guidance on nonqualified deferred compensation, but still raises concerns, says Bob ...
March 24, 2004
Benchmark for Industry Pay SoughtNAPERVILLE, Ill. (HedgeWorld.com)--Executive search firm HQ Search Inc. unveiled a survey of hedge fund industry executives and firms with the goal of creating a benchmark...
February 01, 2004
Mark Gajowski1717 Capital Management 555 Washington Ave. Brentwood, New York 11717 631-231-4001, ext. 1256 [email protected] Age: 28 Education: B.S., finance, Dowling College (New York), 1997 Entered financial services industry: 1992 (part-time), 1997 (full-time) Number...
February 01, 2004
Bank On ItI don't know about you, but it troubles me that advisors who would rather get an anesthesia-free root canal than work for a bank get...