Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
NAIC To Propose Broker Disclosure Model
By Arthur D. PostalState regulators are talking about requiring all brokers and agents to disclose all carrier payments to the insureds.[@@]The National Association of Insurance Commissioners, Kansas ...
November 09, 2004
E&Y Review: Europeans Might Make U.S. DealsLife insurers are looking more like asset managers, and asset managers are facing structural changes.[@@]Executives from Ernst & Young L.L.P., New York, gave that ...
November 03, 2004
Swift Guidance Sought On New Deferred Comp LawSwift Guidance Sought On New Deferred Comp LawBy Arthur D. PostalWashingtonThe Treasury Department and the IRS are being urged to act promptly in providing guidance ...
November 03, 2004
What Congress Did To Deferred Compensation ArrangementsWhat Congress Did To Deferred Compensation Arrangements New rules for timing of deferrals and distributionsBy John H. FentonPresident Bush recently signed the American Jobs Creation ...
October 28, 2004
Agent Group Defends Incentive CompensationNU Online News Service, Oct. 28, 2004, 3:30 p.m. EDTMany legitimate business practices of insurance agents are being unfairly criticized in the wake of ...
September 27, 2004
Hay: 2005 Merit Raises To Average 3.5%NU Online News Service, Sept. 27, 2004, 2:40 p.m. EDTThe typical employee can expect to get a merit raise of about 3.5% in 2005.[@@]Researchers ...
September 24, 2004
MassMutual: Apply Form 5500 To All PlayersThe federal government should change the tax form that retirement plan services companies use to disclose plan expenses.[@@]Thomas Kinzler, an associate general counsel in ...
September 01, 2004
Ron CarsonRon Carson Carson Wealth Management 101 S. 108th St. Omaha, Nebraska 68154 888-321-0808 o www.carsonwealth.com Year practice began: 1983 Number of advisors in office: 5 wealth managers, 11 administrative...