Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Principal Teams With Weight Watchers
By Staff WriterNU Online News Service, March 23, 2005, 2:38 p.m. ESTA Des Moines, Iowa, insurer wants to get serious about helping health plan members lose ...
January 31, 2005
Marsh To Pay $850 Million In Compensation (Updated)A large insurance broker has negotiated a settlement that should resolve an investigation initiated by New York Attorney General Eliot Spitzer.[@@]The broker, Marsh & ...
January 18, 2005
Treasury Provides Guidance on Deferred CompensationOn Dec. 20, 2004, the Treasury Department released Notice 2005-1, the first part of what is expected to be a series of guidance notices with respect to the application of new IRC ?409A concerning nonqualified deferred compensation (NQDC) plans. As readers are aware, as a result of the Jobs Act...
December 30, 2004
NAIC Adopts Most Of Fee Disclosure AmendmentInsurance regulators have approved portions of a proposed compensation disclosure amendment draft to the National Association of ...
December 29, 2004
NAIC OKs Part Of Proposed Producer Fee DisclosureNAIC OKs Part Of Proposed Producer Fee DisclosureByThe National Association of Insurance Commissioners achieved its stated goal of adopting a producer compensation disclosure proposal before ...
December 13, 2004
DMEC, IEA Develop Disability DesignationNU Online News Service, Dec. 13, 2004, 3:45 p.m. ESTCalifornia groups have developed a new, Web-based professional certification program for benefits managers.[@@]The Disability Management ...
December 01, 2004
Mark AxelowitzMorgan Stanley 1345 Avenue of the Americas New York, New York 10015 212-649-8551 [email protected] Year practice began: 1987, as trainee at SmithBarney. Also practiced at PaineWebber, Lehman Brothers, and Merrill...
December 01, 2004
Breaking the BarrierDo you feel as if you're working harder for about the same, or even less, compensation than you used to? If you feel that way,...