Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Swift Guidance Sought On New Deferred Comp Law
By Staff WriterSwift Guidance Sought On New Deferred Comp LawBy Arthur D. PostalWashingtonThe Treasury Department and the IRS are being urged to act promptly in providing guidance ...
September 27, 2004
Hay: 2005 Merit Raises To Average 3.5%NU Online News Service, Sept. 27, 2004, 2:40 p.m. EDTThe typical employee can expect to get a merit raise of about 3.5% in 2005.[@@]Researchers ...
September 24, 2004
MassMutual: Apply Form 5500 To All PlayersThe federal government should change the tax form that retirement plan services companies use to disclose plan expenses.[@@]Thomas Kinzler, an associate general counsel in ...
September 01, 2004
Ron CarsonRon Carson Carson Wealth Management 101 S. 108th St. Omaha, Nebraska 68154 888-321-0808 o www.carsonwealth.com Year practice began: 1983 Number of advisors in office: 5 wealth managers, 11 administrative...
September 01, 2004
Show Them The MoneyMany of the problems we face today come from the gap between our vision of reality and what the world really looks like. One area...
July 01, 2004
Joe VotavaJoe Votava Nixon Peabody, LLC P.O. Box 31051 Clinton Square Rochester, New York 14603-1051 [email protected] www.nixonpeabody.com Law firm founded: Around 1870 Joined the firm: 1985 Advisory subsidiary founded: 2000 Number of planners/staff in advisory subsidiary:...
June 17, 2004
Officials Question AnthemWellPoint MergerByExecutives at WellPoint Health Networks Inc. are defending their company's efforts to merge with Anthem Inc.Anthem, Indianapolis, announced plans in October 2003 to acquire the ...