Stifel Pays $3M to Settle Claim Over Barred Broker's Structured Notes Strategy
By Melanie WaddellAfter a $133 million award in April, the firm faces up to 19 additional complaints tied to Chuck Roberts.
June 22, 2026
Debate: Is This a Good Way to Regulate Retirement Plan Investments?The DOL's new safe harbor proposal would protect plan fiduciaries when they pick investments using a prudent process.
June 22, 2026
10 Top Stocks in Morningstar's 'Triple-Digit Club'Over the past 12 months, 42 firms in the group's US Large-Mid Market Index gained 100% or more.
June 22, 2026
Schwab Warns of Margin Calls as Concerns Over Tax Bets MountThe brokerage will issue a margin call and contact the advisor if any of their accounts exceed the new thresholds.
June 22, 2026
Mass Affluent Investors Are Losing Interest in Wealth ManagersThese clients now get "something close to private-banking quality from AI," said Debasish Patnaik, a senior partner at McKinsey.
June 22, 2026
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The True Costs of Retirement Communities, and How Advisors Can HelpCosts for developments like The Villages go far beyond the sticker price, but they can be managed with careful planning.
June 22, 2026
Bob Doll More Cautious on Stock Gains NowThe Fed's "hawkish" shift challenges the high-risk bull market, the longtime market forecaster says.
June 22, 2026
Alan Greenspan, Who Led Fed During Boom Before 2008 Bust, Dies at 100His tenure was the second-longest for a Fed chief and coincided with the steadiest period of economic growth since the central bank's creation in 1913.