Focus Financial to Merge RIAs Buckingham, Colony Group
By John ManganaroBuckingham CEO Adam Birenbaum will lead the combined RIA; Colony CEO Michael Nathanson recently became chief of Focus.
May 06, 2024
Jackson Financial Sues to Foreclose on Bob Hope Building in WashingtonBob Hope himself appeared at a building dedication ceremony in 1985.
May 03, 2024
SoFi Securities Hit With $1.1M FINRA Fine Over Theft in Cash AccountsSoFi's lack of protections resulted in customers using accounts to steal $2.5 million, FINRA says.
May 03, 2024
Trump Media's Accounting Firm Accused of Fraud, Fined $14MThe fraud was "massive" and affected 1,500 regulatory filings, the SEC says.
May 03, 2024
Altruist Hits $1.5B Valuation After Latest Funding RoundThe startup custodian for independent RIAs has raised over $450 million total.
May 03, 2024
Genworth's CEO Aims for 2025 Long-Term Care Insurance LaunchTom McInerney, the CEO, worries about some current issuers' prices.
May 02, 2024
New DOL Fiduciary Rule Hit With First LawsuitFACC seeks to stop the rule from taking effect during its existing case against DOL.
May 02, 2024
Competition Heats Up in Retail Annuity MarketLincoln Financial's CEO says her firm is trying to avoid competing on price alone.