Vanguard Adds Fees for Some Brokerage Services
By Dinah Wisenberg BrinVanguard will charge $25 to buy or sell its ETFs and mutual funds over the phone, with some exceptions.
May 02, 2024
Advisor Annuity Conversations Often Lead to Transactions: Global AtlanticThe insurer also found that 19% of advisor clients surveyed plan to buy long-term care insurance.
May 02, 2024
FINRA Files to Extend CE Deadlines for Brokers on a BreakBrokers who left the industry would have more time to complete CE requirements under FINRA's Maintaining Qualifications Program, or MQP.
May 01, 2024
U.S. Faces Retirement Crisis, Working Women SaySurvey respondents cited inflation and rising health costs among reasons that retirement is only getting harder.
May 01, 2024
Cetera's Avantax Inks Acquisition of $760M Wealth FirmIntegrated Tax and Wealth Management's advisors will become W-2 employees of Avantax Planning Partners.
May 01, 2024
Cetera Releases Active ETF Recommendation List for AdvisorsThe vetted list features 50 active ETFs across 26 equity, fixed income and alternative asset classes, Cetera says.
May 01, 2024
Fed Flags Lack of Inflation Progress but Signals Hikes UnlikelyOfficials unanimously decided to leave the target range for the federal funds rate at 5.25% to 5.5%.
May 01, 2024
Former Merrill Advisor Sues Over Unvested CommissionsKelly Milligan contends he had to forfeit over $500,000 in deferred commissions.