UBS Wealth Exec Moves to Deutsche Bank
By Ginger SzalaSamuel Descovich will lead products and solutions in the Americas and work on expanding the ESG lineup.
October 21, 2019
Fidelity Pulling $500M From FisherThis latest redemption since Ken Fisher's lewd comments pushes the total to $1.8 million.
October 21, 2019
FPA-Kitces Debate Over Schweiss, Membership Roars OnThe trade group talks about its membership decline over the past decade.
October 21, 2019
$380M Wells Fargo Team Leaves for JanneyThe group includes three veteran advisors and is based in Bel Air, Maryland.
October 21, 2019
FINRA Bars 2 Advisors for Excess Trading in Billionaire Roy Speer's AccountsForte Group made more than 2,800 trades in Speer's accounts in less than a year, FINRA says.
October 21, 2019
AALU Highlights Secure Act's Child Unearned Income ProvisionThe provision could reduce the taxes of children of service members who die in combat.
October 21, 2019
Accounting Group Postpones Major Life Insurer Rule ShiftOne FASB delay affects long-duration contract obligations. Another affects what happens when investments go bad.
October 21, 2019
FINRA Won't Nix Suitability Rule in Light of Reg BIFINRA plans to submit to its board shortly a rule proposal on sales contests and FINRA's suitability rule "to conform them to Reg BI," its legal chief says.