Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Treasury Money Laundering Rule Affects Insurer Broker-Dealers
By Steven BrostoffNU Online News Service, Jan. 9, 3:18 p.m. -- WashingtonLimited service insurance company broker-dealers will be subject to suspicious transactions reporting requirements under a ...
December 26, 2001
NASD: Let Accounts Follow Brokers To New FirmsNU Online News Service, Dec. 26, 5:25 p.m. -- The National Association of Securities Dealers Inc., Washington, says it has adopted a new rule ...
December 17, 2001
Manulife Offers 401(k) Brokers Benefit Plan DatabaseNU Online News Service, Dec. 17, 1:46 p.m. -- Manulife Financial Corp., Toronto, is offering U.S. pension brokers free access to a Web-based benefit ...
December 13, 2001
** NU Co-Sponsors Benefits Broker Survey **NU Online News Service, Dec. 13, 5:33 p.m. -- The National Underwriter Company, Erlanger, Ky., and John Hewitt & Associates Inc., Portland, Maine, are ...
December 10, 2001
BSA: Broker Results Up In OctoberNU Online News Service, Dec. 10, 1:30 p.m. -- October benchmarks for broker-dealers rebounded strongly from September levels, reports the Bank Securities Association, Wayne, ...
December 06, 2001
Hewitt Schedules Disability ConferenceNU Online News Service, Dec. 6, 1:52 p.m. -- John Hewitt & Associates Inc., Portland, Maine, a disability risk management and consulting firm, will ...
November 30, 2001
Montana Official Raises Funds From Trial LawyersNU Online News Service, Nov. 30, 3:58 p.m. -- A letter from Montana Commissioner John Morrison to the insurance segment of the American Trial ...
November 28, 2001
Eastbridge: Benefits Brokers Selling More Voluntary ProductsNU Online News Service, Nov. 28, 12:13 p.m. -- Eastbridge Consulting Group Inc., Avon, Conn., predicts insurers will sell more employee-paid, "voluntary" benefits products ...