Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
BSA Postpones Legislative Symposium
By Staff WriterNU Online News Service, May 13, 2:55 p.m. -- The Bank Securities Association, Wayne, Pa. has postponed a symposium it had scheduled in Washington ...
May 05, 2002
Brokerage Channel ChallengesByWith the large number of carriers distributing through the brokerage channel, and each carrier having a product portfolio that consists of several different products, ...
April 24, 2002
Insurers Get Six-Month Patriot Act DeferralNU Online News Service, April 24, 12:25 p.m. -- The U.S. Treasury Department has decided to give insurers and some other financial services entities ...
April 15, 2002
Frenkel Hires DonnellyNU Online News Service, April 15, 3:14 p.m. -- Frenkel & Company Inc., New York, an insurance brokerage firm, has hired Marjorie Donnelly as ...
April 09, 2002
MetLife Investors Hires SutherlandNU Online News Service, April 9, 1:19 p.m. -- MetLife Investors Distribution Company, Newport Beach, Calif., has hired Les Sutherland to be the executive ...
April 08, 2002
Survey: Wholesaling Support SlippingNU Online News Service, April 8, 3:55 p.m. -- Regional broker-dealers, bank investment program managers and small independent broker-dealers expect wholesaler support to deteriorate ...
April 07, 2002
Placing VLs &VAs Through BGAs: What You Need To KnowPlacing VLs & VAs Through BGAs: What You Need To KnowMany registered representatives are not aware of what it takes to place variable life insurance ...
April 05, 2002
BSA: Bank Investment Sales UpNU Online News Service, April 5, 2:25 p.m. -- Sales of investment products through banks stayed well above year-ago levels in February, despite being ...