Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Why Educating Clients Is Critical to Advisors' Success
By Jane Wollman RusoffJacob Gold, a professor and third-generation financial planner, explains the value of helping others boost their financial literacy.
December 07, 2021
Ex-Merrill Broker Arrested Over Charges Tied to $1M ScamThe former broker allegedly used investors' funds to buy a luxury car "and pay fees for a private golf club on Long Island," says the DOJ.
December 07, 2021
The 8 Questions You'll Get at Holiday Parties This YearOnce people know you're a financial advisor, you're likely to get some interesting questions. Here's how to answer them.
December 07, 2021
12 Reasonably Priced Gifts With the 'Wow' FactorMemorable gifts for clients and colleagues don't need to send you deep into debt. There are good deals to be found!
December 07, 2021
What 11 Industry VIPs Are Reading Right NowRic Edelman, Liz Ann Sonders and a host of other financial experts share the titles of books (and one podcast) they recommend.
December 07, 2021
CFP Exams Start March 8The 2022 exam will include an updated list of principal knowledge topics, according to the Certified Financial Planner Board of Standards.
December 07, 2021
Ex-Merrill Rep Who Scammed Pastors Sentenced to 7 Years in PrisonThe former broker had pleaded guilty to one count of securities fraud and admitted to swindling millions of dollars from victims in several states.
December 06, 2021
Schumer Aims to Push Biden Economic Bill Through Before HolidayAll Senate Democrats have yet to sign onto the $2 trillion package now under discussion, including Joe Manchin and Kyrsten Sinema.