Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Trendspotter: 401(k) Participants Are Staying in Plans After Retirement
By Ginger SzalaFor some advisors, this trend raises questions about compensation and conflicts of interest, retirement researchers say.
December 13, 2021
Latest Senate Spending Plan Includes $1.5T in Tax HikesThe measure doesn't include any expansion of the state and local tax, or SALT, deduction, despite weeks of negotiations.
December 10, 2021
How a Top Raymond James Wealth Exec Gives Back, UnwindsPrivate Client Group President Scott Curtis tells ThinkAdvisor about his charitable activities and which market indicators he's watching.
December 10, 2021
Asset Manager Websites Drive Advisors' Decision to Invest: J.D. PowerMany asset managers are missing the mark on basic website navigation and functionality, the research group finds.
December 10, 2021
Ex-LPL Rep Sentenced to 2½ Years in Prison for Stealing From Retired ClientThe former broker was also ordered to pay $639,580 in restitution and a special assessment of $100.
December 09, 2021
Advisors Help Make Investors Very Happy: StudyThose working with a financial advisor are three times happier than those managing their own money. Here's why.
December 09, 2021
RIA in a Box Bought by ComplySci: Tech RoundupAlso, Riskalyze adds Pulse 360 to its advisor productivity suite, and Broadridge appoints Dipti Kachru as global CMO.
December 09, 2021
10 VIPs Tell Us the Biggest Issues on Their Minds & What Advisors Can Do About ThemAn array of experts including Liz Ann Sonders, Ric Edelman and David Blanchett told us which issues they're watching closely.