Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
RIA Says Being Black, Under 30 Makes Him a 'Unicorn'
By Jane Wollman RusoffRIA founder Samuel Deane explains the importance of having a niche and why he sees industry efforts to improve diversity as lip service.
January 07, 2022
3 Top ETF Trends for 2022ETF and market experts Josh Brown, Dave Nadig, Eric Balchunas and Liz Young offer their outlooks.
January 07, 2022
New CFP Board, FPA Leaders Assume Their RolesKamila Elliott is CFP Board's chair for 2022, the first Black American in this post; Dennis Moore is FPA president.
January 07, 2022
Ex-Advisor Pleads Guilty to Role in $9.3M Ponzi SchemeThe ex-advisor allegedly sold to clients investments misrepresented as annuities and secured notes with no risk of loss.
January 06, 2022
3 Steps to Boost Organic GrowthMost of our clients ask about how to grow without adding marketing, hiring rainmakers or looking at M&A possibilities.
January 06, 2022
Ex-TD Ameritrade Exec Joins Robinhood: Tech RoundupAlso, SEI dealt a death blow to paper-based onboarding for indie advisors on its platform.
January 06, 2022
Why Rachel Robasciotti Works to 'Mobilize Investors'The Adasina Social Capital CEO explains how she has taken diversity and inclusion in financial services to a new level.
January 05, 2022
3 Steps for Tackling Cybersecurity This YearCybercriminals are threatening to use the client data they've collected to perpetrate more crimes, unless they're paid not to do so.