Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Veteran Advisor Sues J.P. Morgan After Jumping to the Firm From Merrill
By Jeff BermanThe head of the $1 billion Campbell Group alleges the Private Bank has been aggressively trying to poach her clients.
December 03, 2021
10 Worst Financial Advisors in America: 2021This year's worst advisors allegedly committed some of the usual crimes—and some that will definitely surprise you.
December 02, 2021
New Court Date Set for Suspect in Merrill Exec's MurderThe next court date is Jan. 20 to set a date for a preliminary hearing for Anthony Duwayne Turner, accused of killing Michelle Avan.
December 02, 2021
Envestnet to Create Unified Annuity Investment Platform for Advisors: Tech RoundupAlso, Edelman Financial Engines to launch "Everyday Wealth With Soledad O'Brien and Jean Chatzky," a podcast and radio show.
December 02, 2021
The Do's and Don'ts of Using Client TestimonialsLarry Sprung of Mitlin Financial, an early adopter of testimonials, discusses some best practices and how to stay out of trouble.
December 02, 2021
Ric Edelman: Your Clients Are Going to Live to 100. Are You Ready?The RIA pioneer describes the longevity revolution and other shocks he expects will reshape advisors' business.
December 01, 2021
Cetera Expands Investor Acquisition Program to All Its AdvisorsOnly a little more than 100 of the firm's advisors have been using LeadEngine until now, it says.
November 30, 2021
Ex-Merrill Broker Says He's Relieved After Do-Not-Call Allegation ExpungedAn arbitrator for FINRA called the allegation made by Merrill against its former broker defamatory in a recent decision.