Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
The Big Mistake That Leaves Advisors Open to Lawsuits
By Jeff BermanToo many brokers and advisors skip a crucial step when joining a firm, legal experts like Brian Hamburger say.
February 28, 2022
Peter Mallouk: Long Ukraine War Could Hurt MarketsFor now, there's only a little concern among clients, the Creative Planning CEO tells ThinkAdvisor.
February 24, 2022
How Stocks Performed After 11 Global ShocksLPL examined how the S&P 500 fared one month to one year after events like Russia's 2014 annexation of Crimea.
February 24, 2022
Ex-Broker Gets 2 Years in Prison for Social Security Fraud, Stealing From ChurchThe former advisor was convicted of stealing more than $370,000 in disability benefits and $20,000 from a church.
February 24, 2022
Advisor Group Names 3 Executives to New PostsTim Hodge, Jen Roche and Aisha Adams have previously worked at firms like LPL, AssetMark and Lincoln Financial.
February 24, 2022
How Advisors Are Talking to Clients About Russia-Ukraine War: Advisors' AdviceSeveral advisors told us they've been getting questions about the crisis. Here's what they're telling clients.
February 23, 2022
Schwab's Sonders: 5 Economic, Market Predictions Amid Russia-Ukraine TensionWill inflation continue? Is a recession coming? The chief investment strategist discusses these issues in her latest note.
February 23, 2022
Last ETF Holdout Caves as Capital Group Moves to Launch FundsThe firm is rolling out six actively managed exchange-traded funds that are set to debut on the New York Stock Exchange Thursday.