RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Ex-Treasury Official Touts the Promise of Fintech 'Sandboxes'
By Melanie WaddellU.S. regulators "have increased engagement with financial innovators in recent years, and it's a good time to consider taking the next step," Jonah Crane says.
May 29, 2018
Time to Do Tech Spring CleaningNow is a good time to review your technology infrastructure
May 24, 2018
RIA in a Box Deal Shows 'Regtech Is Hot!'Consultant Tim Welsh and popular blogger Michael Kitces say this is a "big deal."
May 16, 2018
280 CapMarkets' Bond Buying Platform Pulls Advisors Across 'Last Mile'Startup finds success among advisors with its bond trading platform while helping advisors meet MSRB requirements.
May 02, 2018
SEC Denies Fee Increase Requests by Stock ExchangesThe unprecedented move was in response to requests by the NYSE, Nasdaq and Cboe Global Markets to raise data fees.
April 29, 2018
What Tech Checks to Make to Prep for Reg Exams2018 FINRA and SEC exam priorities can serve as a refresher for your technology practices.
April 24, 2018
Former CFTC Chief Warns Major Cryptocurrencies May Be SecuritiesGary Gensler says some of the biggest cryptocurrencies could probably be classified as securities subject to regulation.
April 04, 2018
What Is Regtech, Anyway?SEC Commissioner Piwowar calls the term 'ill-defined,' while Aite says the term has drawn increasing interest in the last two years.