RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
How to Break Up With Your Technology Vendor
By Dan SkilesIf you are frustrated with your technology provider, here's how to work out the separation agreement.
September 27, 2018
Do You Recognize These 3 Cyberscams?This month brings forth the importance of cybersecurity; here are three ways fraudsters have successfully stolen money.
September 14, 2018
How RIAs Can Tackle Cybersecurity to Fit Their Firm Size and GrowthRightSize Solutions offers a new centrally managed platform to meet regulatory needs and protect data.
September 10, 2018
4 Regtech Challenges for BDs to Watch For: FINRAA new buzzword — suptech, or supervisory technology — is also coming into play.
August 28, 2018
How Do You Shop for New Technology?Industry conferences are a great place to scope out technology demos as well as get updates on your current system.
August 14, 2018
SEC Charges Perpetrator of ICO Offering With FraudThe agency also issued a Investor Alert to encourage investors to check the background of anyone selling them an investment.
August 09, 2018
Cryptocurrency Crash Hits a New LowDigital assets have lost about $600 billion since January peak; SEC's postponed decision on Bitcoin-backed ETF inspired the latest downturn.
July 30, 2018
What's in Your Technology Report Card?Advisors are in the business of measurement, so they also should ask users to grade how well firm technology systems perform.