Trump Media's Accounting Firm Accused of Fraud, Fined $14M
By Lydia Beyoud, Austin Weinstein and Nicola M. WhiteThe fraud was "massive" and affected 1,500 regulatory filings, the SEC says.
May 02, 2024
New DOL Fiduciary Rule Hit With First LawsuitFACC seeks to stop the rule from taking effect during its existing case against DOL.
May 02, 2024
10 Pieces of Free Advice to Share With ClientsGiving away knowledge now and then can make a great impression.
May 02, 2024
Competition Heats Up in Retail Annuity MarketLincoln Financial's CEO says her firm is trying to avoid competing on price alone.
May 02, 2024
Vanguard Adds Fees for Some Brokerage ServicesVanguard will charge $25 to buy or sell its ETFs and mutual funds over the phone, with some exceptions.
May 02, 2024
Debate: Was the FTC Right to Ban Non-Compete Agreements?The prohibition will affect about 30 million American workers subject to the contracts, according to the agency.
May 02, 2024
This Overlooked Secure 2.0 Change Helps Business-Owning SpousesThe law created two important exceptions that can help owners of closely held businesses offer retirement plans.
May 02, 2024
Beware of Double Jeopardy in SEC Proceedings: SEC RoundupAfter federal court litigation, the SEC may seek to bar you for the same conduct.