Apollo, Athene's Parent, Worries About Rivals' 'Poor Behavior'
By Allison BellThe company is tired of writing nine-figure checks "for the stupidity of others," CEO Marc Rowan said.
May 06, 2026
FINRA Is Giving BDs a Heads-Up About ExamsBroker-dealers can also receive test findings earlier, officials with the regulator note on a recent podcast.
May 06, 2026
Most Advisors Doing Income Planning Rate Their Skills 'Intermediate' or Lower: StudyA new American College survey finds no correlation between years of experience and level of expertise.
May 06, 2026
Why AI Bots Aren't Ready to Replace Your Fund ManagerIn new investing contests between the world's leading AI models, the verdict so far is unflattering.
May 06, 2026
What 4 Pre-Retirees Really Want From AdvisorsAttendees at the American College Horizons conference heard straight talk from a panel of clients.
May 06, 2026
These Firms Gained the Most Advisors Since 2021The number of firm-switching advisors increased by nearly 4,000 in 2025 from a year earlier, new research finds.
May 06, 2026
Oppenheimer in Hot Water for Miscategorizing CMOs: FINRAThe firm was fined $250,000 for identifying securities from private entities as government agency bonds.
May 06, 2026
Morgan Stanley Debuts Crypto Trading, Undercuts Rivals on PriceMorgan Stanley charges 50 basis points on the dollar value of each crypto transaction, less than Robinhood and Schwab.