A Pitch to Small Indie Advisors: Serve Your Clients, and We'll Provide the Tools
By Jane Wollman RusoffServing advisors who want to keep their independence is a "growing piece of the industry," Tom Prescott says.
January 27, 2025
Capital Group Expands Small-Business Retirement Plan ServicesThe solution helps financial advisors reach small-business owners and increases retirement account access for their employees.
January 27, 2025
Orion Bolsters Real-Time Data Sharing on the CloudThe expansion comes via a collaboration with Snowflake, the artificial intelligence data cloud company.
January 27, 2025
Raymond James Gets Restraining Order Against Ex-Intern Accused of DefamationThe court barred the former intern from going within 100 yards of firm offices and two employees.
January 27, 2025
12 Best States for Retirement: 2025WalletHub ranked the states on affordability, health care and quality of life.
January 27, 2025
UBS Axes Hundreds of Jobs as Integration Gathers PaceThe firm has begun job cuts in Switzerland and is getting rid of the Credit Suisse brand.
January 27, 2025
Citi Reworks Its Private Bank as Head Leaves Firm After 18 YearsWith Ida Liu's departure, the unit's four regional heads will report to Andy Sieg, head of Citi's wealth business.
January 27, 2025
Tech Giants Get Reality Check as China AI Startup Upends StocksChina's DeepSeek is challenging the investment case that rewarded the biggest players with rich valuations.