Is the MSRB Unconstitutional? — SEC Roundup
By Nicolas Morgan and Tom ZaccaroThe American Securities Association has filed a petition challenging the constitutionality of the Municipal Securities Rulemaking Board.
March 20, 2025
Life Advocacy Center Sues California Insurance Regulators Over Complaint DataThe state's department contends that the information requested is confidential.
March 20, 2025
Robinhood Rolls Out Predictions Market HubThe hub allows betting on the March Madness tournament and future Fed rates.
March 20, 2025
How to Avoid a Huge Tax Surprise When Clients Lose a SpouseWhen a client is widowed, taxes often go up as income goes down, retirement advisor John Iammarino says.
March 20, 2025
Asset Managers Are Taking On Investors’ Negative View of Annuities: ReportThe stigma is strong among the public and, increasingly, with financial professionals, Cerulli research found.
March 20, 2025
Stifel Hit With Class Action Suit Over Cash SweepsIn 2023, the firm earned 6.08% on deposits and paid as little as 0.01%, the complaint states.
March 20, 2025
Trade War Casts Shadow Over Annuity Issuers, S&P Analysts WarnThe insurers are doing well, but their portfolio managers are not sure how to future-proof the assets.
March 20, 2025
Best & Worst Firms for Investor Satisfaction: J.D. Power, 2025A quarter of DIY investors are likely to seek professional advice in the next year, the research group finds.