Asset Managers Are Taking On Investors’ Negative View of Annuities: Report
By John ManganaroThe stigma is strong among the public and, increasingly, with financial professionals, Cerulli research found.
March 20, 2025
Best & Worst Firms for Investor Satisfaction: J.D. Power, 2025A quarter of DIY investors are likely to seek professional advice in the next year, the research group finds.
March 20, 2025
The Big Firms That Gained, and Lost, the Most Advisors in 2024One firm added a net 2,923 advisors, while the "winning" wirehouse lost 55.
March 20, 2025
SEC Releases New Marketing Rule FAQs on PerformanceThe updated guidance answers questions on advertising extracted performance and portfolio characteristics like Sharpe ratios and yields.
March 19, 2025
For Advisors, DC Plans Offer More Opportunity Than Competition"Retirement managed accounts" could boost advisors' visibility and create rollover opportunities.
March 19, 2025
How the 5-Year Rule Really Works With Inherited Roth IRAsClients should be advised to avoid inadvertently converting a tax-free account into one that generates tax liability.
March 19, 2025
10 Big Life and Annuity Issuers That Aren't Public CompaniesThese high-revenue companies are controlled by their customers, not by outside investors.
March 19, 2025
FINRA Panel Orders Stifel to Pay $7M to Breakaway AdvisorsThe award came the same week that the regulator ordered it to pay $132 million in another case.