Senator Seeks Answers on SEC Enforcement Head's Sudden Resignation
By Nicola M. WhiteSen. Blumenthal asks whether her exit was related to crypto cases, including one touching on the Trump family's ventures.
March 30, 2026
Carson Group Rolls Out New AI Tool for AdvisorsClient Intelligence gives advisors instant visibility into what is happening within a client household, the firm says.
March 30, 2026
Suspended Broker Who Pretended to Be Trading Whiz Pleads Guilty to FraudKenneth Thom, who promoted himself on social media as "K Money," faces up to five years in prison.
March 30, 2026
SEC Division Overseeing Private Credit Firms Lost 24% of StaffThe SEC's Division of Investment Management lost 24% of its staff during fiscal year 2025.
March 30, 2026
SEC Semiannual Reporting Plan Advances to White House for ReviewSEC Chairman Paul Atkins has recently floated scaling the frequency of corporate disclosures to a firm's size.
March 30, 2026
Creative Planning to Acquire $5B London RIAThe international acquisition follows a deal for a firm based in Switzerland earlier this year.
March 30, 2026
Josh Brown: Tech Selloff Has Been 'Overdone'The Ritholtz Wealth Management CEO says he bought technology ETF shares on Friday.
March 30, 2026
DOL Releases Plan for Alts in 401(k)sLabor has outlined steps 401(k) plan managers can take when considering alternative assets in investment lineups.