State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Mass. Regulator Galvin Slams Financial Choice Act

By Melanie Waddell
Consumers Can Now Trade Gold on a Distributed Ledger

March 17, 2017

Consumers Can Now Trade Gold on a Distributed Ledger
Four GOP governors come out against ACA budget measure

March 17, 2017

Four GOP governors come out against ACA budget measure
Trump Budget ‘Not a Budget,’ Think Tank Says

March 16, 2017

Trump Budget ‘Not a Budget,’ Think Tank Says
ACA exchanges see new signups drop, retention rise

March 15, 2017

ACA exchanges see new signups drop, retention rise
NASAA’s Legislative Priorities for the 115th Congress

March 09, 2017

NASAA’s Legislative Priorities for the 115th Congress
Trump’s Safe and Sane ‘Regulatory Reform’ Idea

March 07, 2017

Trump’s Safe and Sane ‘Regulatory Reform’ Idea
Selling insurance across state lines won't help

March 07, 2017

Selling insurance across state lines won't help