State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Income Gap in K-12 Financial Education Remains Despite Progress: Study
By Michael S. FischerMany low-income children lack access to economics and personal finance education even as the number of states requiring it grows.
January 24, 2020
What If the United States DID Sell Alaska?The deal could have positive and negative effects on life insurers' $422 billion in U.S. debt securities.
January 22, 2020
NASAA Names an SEC Veteran as General CounselVincente Martinez replaces Valerie Mirko, who left NASAA in October.
January 21, 2020
The 3 Things CEOs Are Most Concerned AboutPWC's latest CEO survey found deep worries about 2020 and beyond.
January 17, 2020
Checklist Shows Impact of N.Y. Best Interest RulesA New York state producer will have to document every client interaction.
January 16, 2020
NAIC Prepares to Collect State-by-State LTCI Rate DataSome officials say the 'tough states' are shifting residents' LTCI claim costs to LTCI policyholders in other states.
January 09, 2020
Beware California's New Data Privacy LawIt may affect you if you have clients there, and other states may follow suit.
January 07, 2020
Business Groups Blast Massachusetts Fiduciary Plan as Comment Period EndsThe proposed rule raises "serious new legal and practical concerns" and should be delayed until after SEC Reg BI is implemented, they said.