State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Trump Is No Hurdle for Oregon’s State-Run Auto-IRA Plan
By Emily ZulzThe OregonSaves retirement program entered a pilot phase on July 1 with 11 employers.
July 05, 2017
Illinois Senate Overrides Governor's Veto of Spending, Tax BillsThe state's Medicaid program has been competing with public employee pension plans for cash.
July 04, 2017
New Jersey Sets Horizon Blue Reserve Cap'Excess' cash was going to go to the state. Now, it will go toward meeting enrollees' needs.
July 03, 2017
Illinois Rushes to Enact Budget as Threat of Junk Rating LoomsA federal judge has ordered the state to come up with cash for its Medicaid program.
July 01, 2017
New Jersey Shuts Down Government Over Fight With Blue CrossThe governor wants to make Horizon Blue the state's "insurer of last resort," and use $300 million of its reserves.
June 29, 2017
DOL Releases Fiduciary Rule Request for InformationComments could lead to new exemptions or changes to the fiduciary rule and PTEs, as well as extending the Jan. 1 compliance date.
June 29, 2017
Aetna to Move Headquarters to New YorkThe new executive offices will be in the Meatpacking District, next to a big Apple store.
June 23, 2017
NASAA Mulls Model Cybersecurity Rule for Investment AdvisorsNASAA is also developing cyber guidance and a checklist for small advisory firms to assess their cyber preparedness.