State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
How to Avoid Failure to Supervise
By Chris StanleySupervision is one of those compliance buzzwords that gets tossed around like its meaning is obvious. I submit to you that it is not.
June 08, 2017
Illinois Ordered to Negotiate Over $2 Billion Medicaid DebtDuring budget negotiations, the state has piled up a total of $14.9 billion in unpaid bills.
June 01, 2017
Illinois Cut Near Junk by S&P, Lowest Ever for a US StateS&P also warned that the state could soon lose its investment grade status if the governor and legislature don't agree on a budget addressing deficits.
May 31, 2017
Illinois Budget Crisis Is About to Get Even Harder to ResolveAny retirement planning clients in Illinois may need extra attention.
May 26, 2017
Congressional Budget Office Is Broken (Finally)The author contends that the new CBO report on H.R. 1628 shows why states should set their own health rules.
May 15, 2017
Edward Snowden Talks WannaCry Attack, Blockchain, Financial RegsThe attack is "yet another example of why stockpiling computer vulnerabilities by governments is such a problem," Snowden said.
May 10, 2017
Insurance Groups Launch Anti-Fiduciary AdsGroups are taking to print and digital ads to voice their opinions that the rule should be stopped in its tracks.
May 01, 2017
State Banking Regulators Sue Feds Over Fintech Charter ProposalState banking regulators are taking the OCC to court over its proposal to establish a special-purpose national bank charter for financial technology companies.