State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New Stimulus Package Could Debut Next Week
By Melanie WaddellBut tough negotiations on the package loom between Democrats and Republicans, Greg Valliere says.
June 29, 2020
XYPN Mulls Supreme Court Challenge to SEC Reg BIThis is one of two possible moves XYPN is considering after an appeals court upheld the rule, Michael Kitces said Monday.
June 17, 2020
ACA Medicaid Expansion May Save Feet From Diabetes: ResearchersCovered patients had diseased toes cut off in time to avoid major amputations.
June 17, 2020
46 States Accuse Drugmakers of Price CollusionThe case is the third major complaint in a six-year investigation.
June 02, 2020
Here's How State, Local Funding Shortfalls Could Affect GDPFailing to provide more federal aid could have an immense cost, economists from both parties say.
June 02, 2020
DOL Fiduciary Rule Reboot Lands at OMBThe rule is intended to align with SEC's Reg BI.
May 27, 2020
The Reg BI Battle Comes to a HeadWill Michael Kitces and a band of state AGs stop the rule before its compliance date next month?
May 20, 2020
State COVID-19 Job Loss Ratios Vary Widely: ResearcherJohn McGowan says the differences may explain some of the conflict over reopening the economy.