State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
American Medical Fights Florida Order
By Staff WriterNU Online News Service, July 25, 11:49 a.m. -- The Florida Department of Insurance has issued a final order suspending the license of American ...
July 22, 2002
Insurers Fight Variable Product ProposalNU Online News Service, July 22, 9:42 a.m. -- Life insurers and producers are making one last push to stave off a model regulation ...
July 21, 2002
New Qualified Plan Distribution Regs: Opportunity For Annuity ProducersBy now, most of you have read something on the new (and final) regulations for qualified plan distributions, which were issued by the IRS on ...
July 21, 2002
Experts Eye Split Dollar Proposed RegsByThe good news is that the new proposed regulations on split dollar life insurance arrangements only address prospective plans, according to Albert J. Bud Schiff, ...
July 21, 2002
Fed Charter Specter Binds State OfficialsByThe pressure to maintain state authority is acting as a unifying force as legislators prepare to meet in Denver this week to continue work on ...
July 17, 2002
NCSL To Consider Product Filing CompactNU Online News Service, July 17, 7:35 p.m. -- Members of the National Conference of State Legislators will discuss an updated version of the ...
July 11, 2002
John Alden Introduces Bare-Bones Dental PlanNU Online News Service, July 11, 11:24 a.m. -- John Alden Insurance Company, Milwaukee, a unit of Fortis, Brussels, has added a new, bare-bones ...
June 30, 2002
Commissioner: Congress Must Hear State Regulation Is Doing A Good JobCommissioner: Congress Must Hear State Regulation Is Doing A Good Job ByState regulation is doing a good job and that message needs to be delivered ...