State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Shapo To Discuss OCC Battle At FIIA Conference
By Staff WriterNU Online News Service, Sept. 3, 2:12 p.m. --The Financial Institutions Insurance Association, Valley Center, Calif., will hold its fall conference Oct. 27-29 in ...
August 22, 2002
Alaska Schedules Privacy Reg HearingNU Online News Service, Aug. 22, 6:53 p.m. -- The Alaska Division of Insurance has released a draft of a proposed financial privacy regulation ...
August 11, 2002
VA Sales Oversight Decision Left In Hands Of State LegislaturesVA Sales Oversight Decision Left In Hands Of State LegislaturesByWith the adoption of a new model law, state legislatures may be cast in the role ...
August 04, 2002
NAIC Discussions Continue On Market Conduct, NonforfeitureNAIC Discussions Continue On Market Conduct, NonforfeitureByWith a September 1 pilot launch in sight for a market conduct project, details over how data will be ...
August 04, 2002
Software Bugs Cost Billions AnnuallyA Department of Commerce study has concluded that software bugs, or errors, cost the U.S. economy an estimated $59.5 billion annually, but not everyone agrees ...
August 04, 2002
Class Action Suits Have Weakened State Regulation, ACLI Tells CongressByWashington Class action lawsuits have steadily weakened the very fabric of state regulation of insurance, says the American Council of Life Insurers, Washington.ACLI says the ...
July 28, 2002
Insurers Fight Model Giving State Securities Regulators Variable Product OversightInsurers Fight Model Giving State Securities Regulators Variable Product OversightByLife insurers and producers are making a last-ditch effort to stave off a model regulation that ...
July 28, 2002
CSO Model Reg Fine-tuned By RegulatorsBySeveral significant changes were made to a draft model regulation that is the framework for putting new Commissioners Standard Ordinary Tables in place.The American Academy ...