State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State Regulators Are Up To Task, Fitzgerald Says
By Jim ConnollyNU Online News Service, June 25, 8:50 a.m. -- State regulation is doing a good job, and that message needs to be delivered to ...
June 23, 2002
Congressmen Have Doubts On Ability Of NAIC To Achieve ReformCongressmen Have Doubts On Ability Of NAIC To Achieve ReformByWashington Despite its best efforts, the National Association of Insurance Commissioners may not be able to ...
June 23, 2002
Industry Fights Push To Put VAs Under State Securities Regulators' OversightIndustry Fights Push To Put VAs Under State Securities Regulators OversightByPhiladelphia Insurers and producers are saying variable contracts are well-served with insurance departments overseeing regulation ...
June 19, 2002
House Panel Chair Questions NAIC CloutNU Online News Service, June 19, 1:14 p.m. -- WashingtonThe chairman of the House Financial Services Committee says the National Association of Insurance Commissioners ...
June 16, 2002
Compact Initiative Moves With The Speed Of A Silver BulletCompact Initiative Moves With The Speed Of A Silver BulletWe are amazed at how quickly the idea of an interstate compact has taken hold at ...
June 16, 2002
Legislators Have Their Say About Adopting An Interstate CompactLegislators Have Their Say About Adopting An Interstate CompactByPhiladelphia Insurance commissioners brought their interstate compact road show here, citing the need to quickly establish a ...
June 13, 2002
N.D. Voters Kill Opt-Out Info-Sharing LawNU Online News Service, June 13, 10:01 a.m. -- North Dakota residents voted 72% to 28% Wednesday to kill a 2001 state law that ...
June 11, 2002
CIAB Sues Over Countersignature LawsNU Online News Service, June 11, 6:13 p.m. -- WashingtonThe Council of Insurance Agents and Brokers, Washington, has filed lawsuits against the states of ...