State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Frankel Plea-Bargains As Five Commissioners Sue Vatican For Fraud
By Trevor ThomasFrankel Plea-Bargains As Five Commissioners Sue Vatican For FraudByJailed financier Martin Frankel entered a guilty plea May 15 on charges that he embezzled money from ...
May 12, 2002
Regulators Push Ahead On LTC ManualByRegulators are tweaking a Long Term Care Guidance Manual that they intend to have fully adopted by the National Association of Insurance Commissioners.The manual is ...
May 09, 2002
Florida To Revamp Insurance OversightNU Online News Service, May 9, 12:45 p.m. -- The Florida Legislature has approved a plan that transfers key elements of the state's regulation ...
May 09, 2002
Analysts Blast State Insurance RegulationNU Online News Service, May 9, 4:55 p.m. -- New YorkWall Street securities analysts clashed with insurance regulators here Wednesday over the cost and ...
May 07, 2002
NAIC Tweaks LTC Guidance ManualNU Online News Service, May 7, 2:12 p.m. -- Regulators are tweaking a long-term care guidance manual that they are preparing for the National ...
April 28, 2002
Pressures On The NAICThen And NowByNaples, Fla. The activities of the National Association of Insurance Commissioners always claim a large piece of the program at the meetings of the National ...
April 28, 2002
Insurers' Patriot Act Regs ImminentByInsurers have been told in "unequivocal terms" by the U.S. Treasury Department that proposed regulations establishing guidelines to meet requirements of the U.S. Patriot Act ...
April 25, 2002
Oxley To Treasury: Rein In OCC!NU Online News Service, April 25, 5:21 p.m. -- WashingtonHouse Financial Services Committee Chairman Mike Oxley, R-Findlay, Ohio, is accusing the Office of the ...