State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

GAO Finds Gaps in Medicaid Rate Oversight

By Katharine Rose
Will the States Be Able to Regulate Big RIAs?

August 01, 2010

Will the States Be Able to Regulate Big RIAs?
Ethics update: Time to take an oath

July 31, 2010

Ethics update: Time to take an oath
Deloitte: Solvency Regs Can Still Be Shaped

July 30, 2010

Deloitte: Solvency Regs Can Still Be Shaped
Compact Team Eyes Indexed-Linked Features

July 26, 2010

Compact Team Eyes Indexed-Linked Features
Compact Team Eyes Indexed-Linked Features

July 25, 2010

Compact Team Eyes Indexed-Linked Features
Allstate Legal Unit Now in MetLife Hands

July 22, 2010

Allstate Legal Unit Now in MetLife Hands
NAIC Puts Tests to the Test

July 15, 2010

NAIC Puts Tests to the Test