State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
BofA Delays Foreclosures in 23 States
By John SullivanThe Associated Press is reporting Bank of America is not yet able to estimate how many homeowners cases will be affected.
September 23, 2010
PPACA: What is a Child?An Affordable Care Act provision will extend access to dependent health coverage to children up to age 26, but the provision does not define the word "child."
September 17, 2010
Unemployment: Where Does Your State Rank?A state-by-state analysis of the Bureau of Labor Statistic's most recent unemployment numbers show states considered to be "rural" are close to, or in, full employment. North and South Dakota, Nebraska, New Hampshire and Vermont recorded the lowest unemployment rates, ranging from 3.6% to 6%.
September 17, 2010
Foreclosures Reach All-Time High, Study FindsForeclosures in August reached an all-time high according to RealtyTrac, an online marketplace for foreclosed properties. Foreclosures were up 25% over August 2009 to...
September 14, 2010
The State Perspective: Issues for RIAs Switching to State ControlBy signing the Dodd-Frank Wall Street Reform and Consumer Protection Act into law, President Obama set in motion a change for many mid-sized investment advisor firms....
September 07, 2010
NAIC Seeking Consumer RepsThe National Association of Insurance Commissioners (NAIC) is looking for applicants for its 2011 Consumer Liaison Program.
September 07, 2010
NAIC Seeking Consumer RepsThe National Association of Insurance Commissioners (NAIC) is looking for applicants for its 2011 Consumer Liaison Program.
September 03, 2010
Oh, waiter? Reality check, pleaseThere is an interesting article on Investment News this morning regarding how the insurance industry has largely dodged a regulatory bullet in all of the ...