State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Regulators May Form a Multi-State LTCI Rate Review System
By Allison BellThe system would analyze the filings. Each participating state could make its own rate decisions.
July 31, 2018
Develop Fintech Charter & Repeal Payday Lending Rule: TreasuryCritics say if fintech charters are issued, they should be subject to the same regulatory requirements as traditional FIs.
July 23, 2018
Democrats' Midterm Fight Is Harder Than It Looks: Andy FriedmanWhile they only need to gain two Senate seats to win a majority, the math isn't so simple, Andy Friedman writes.
July 16, 2018
Judge Sets Hearing Date in Scottrade Fiduciary CaseMassachusetts securities regulator Galvin and Scottrade have been battling over whether the case should be heard in federal court.
June 25, 2018
Galvin: Scottrade Fiduciary Case Still On Despite 5th Circuit RulingMassachusetts Securities Regulator Galvin wants the SEC "to re-draft" its Regulation Best Interest for brokers "and mandate a true fiduciary standard that investors deserve."
June 18, 2018
Top 10 States With the Worst EconomiesHigh unemployment, poverty and foreclosure rates undermine these states' performance.
June 15, 2018
Citigroup Agrees to Pay $100M to 42 States in Libor ProbeThis is the latest development in probes by governments around the globe into banks' manipulation of benchmark interest rates.
June 14, 2018
Top 10 States With the Best EconomiesWalletHub rated the states based on economic activity, economic health and innovation potential.