State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Direct Relief for State and Local Governments: Bloink and Byrnes Go Thumb to Thumb
By Robert Bloink | William H. ByrnesTwo professors debate whether these governments should get aid in the next stimulus package.
January 14, 2021
Biden Seeks $1.9T for Relief in First Economic PlanCovid-19 package focuses on vaccines, includes raising the minimum wage to $15 an hour.
January 13, 2021
Trump Is Impeached Again, Faces Senate Trial on Riot at CapitolThe historic 232-197 House vote makes Trump the only U.S. president to be impeached twice. It was supported by all Democrats and 10 Republicans, including Liz Cheney.
January 12, 2021
IRI Asks Maine to Adopt Standard Best-Interest RegsThe group says it also wants states to adopt a standard version of NAIC model update guidance.
January 07, 2021
Alexandra Lebenthal Left Her Family Firm, and She's 'Loving It'Lebenthal, "socialite" no more, tells ThinkAdvisor how she has found her passion as an investment bank employee helping female business owners.
January 06, 2021
50 States of Latest Government COVID-19 Pandemic Intensity DataIn five states, more than 44% of the available adult ICU beds are filled with patients with COVID-19.
January 05, 2021
Arkansas Adopts NAIC Annuity Model Best Interest UpdateArkansas agents and brokers will have six months to begin complying with the new rules.
January 04, 2021
Ex-Rep Sues Morgan Stanley Over Deferred CompA broker says the firm wrongly withheld more than $500,000 from him when he left.