State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Will State Auto-IRA Programs Become the Norm?
By John ManganaroNineteen states now offer such programs, which are already having a positive effect on workers' ability to save for retirement.
June 09, 2023
Connecticut Lawmakers Approve Historic Tax CutThe tax cut will benefit 1 million filers, or almost 60% of all filers, according to a statement from Governor Ned Lamont.
June 08, 2023
New York Regrets How It Regulated Long-Term Care Insurance RatesOfficials say they want to keep the issuers solvent and revive the LTCI market.
June 08, 2023
Ex-Morgan Stanley Advisor Pleads Guilty to Money LaunderingThe ex-broker took more than $1.5 million from two close relatives who were clients, the prosecutor said.
June 07, 2023
California Annuity Sales Rule Bill Faces Consumer Group OppositionThe consumer groups want to require agents to disclose cash compensation.
June 06, 2023
Preliminary Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next preliminary hearing for Ramy Fahim will be Aug. 15.
June 05, 2023
12 States With the Best Economies: 2023WalletHub ranked the states on measures like employment, GDP growth and entrepreneurship.
June 05, 2023
Auto-IRA Bill Advances in Pennsylvania LegislatureAs drafted, the Keystone Saves program would utilize automatic enrollment, but participation would not be mandatory for employees.