State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State Regulation
CARFRA Gets Its First Product Filing
By Jim ConnollyByNew Orleans A new system to streamline product filing is off the drawing board and about to start a full-fledged test run, the first for ...
June 10, 2001
Capitol Insights: Some Thoughts On Recent HappeningsSome Thoughts On Recent Happenings On The HillSome quick thoughts:Congress and Federal Regulation of Insurance: During a recent hearing on efforts by the states to ...
June 03, 2001
Commissioners Speak To The IssuesBySalt Lake City Three insurance commissioners comprised a panel here that surveyed some of the most high-profile regulatory issues currently before the National Association of ...