State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Missouri Bill Gives Securities Regulator Authority Over Variable Products
By Jim ConnollyMissouri Bill Gives Securities Regulator Authority Over Variable ProductsByMissouri legislators are considering a bill that would put variable products under the purview of both insurance ...
April 01, 2004
The State of the UnionsThere's an uproar sweeping the country over gay marriage, stemming in part from a Massachusetts court decision, a rush of ceremonies in San Francisco, and...
March 29, 2004
NAIFA Supports Oxley Reform IdeasNU Online News Service, March 29, 2004, 3:43 p.m. EST, Washington -- The National Association of Insurance and Financial Advisors is backing regulatory reform ...
March 26, 2004
MassMutual Backs Oxley-Baker Reform ProposalNU Online News Service, March 26, 2004, 5:40 p.m. EST, Washington -- Massachusetts Mutual Life Insurance Company, Springfield, Mass., is supporting the Oxley-Baker proposal ...
March 23, 2004
AARP Fights Pataki Medicaid LTC ProposalNU Online News Service, March 23, 2004, 12:05 p.m. EST -- The New York chapter of AARP, Washington, is fighting to protect current New ...
March 22, 2004
Kansas House Considers Policy Translation BillNU Online News Service, March 22, 2004, 12:26 p.m. EST -- The Kansas House is considering a bill that would set rules for insurers ...
March 22, 2004
Commissioners Sue Firm Over Frankel LossesNU Online News Service, March 22, 2004, 5:48 p.m. EST -- State insurance commissioners are suing Bear Stearns & Company Inc., New York, in ...
March 15, 2004
Regulators Brace For Medicare Drug ProgramNU Online News Service, March 15, 2004, 3:49 p.m. EST, New York -- Scam artists are gearing up to misuse the new Medicare prescription ...